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IBPS PO NPA, SARFAESI, IBC

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This page covers IBPS PO NPA, SARFAESI, IBC with complete concept notes, 22 graded practice MCQs, key points and exam-specific tips. Free to study.

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Concept Notes

NPA, SARFAESI, IBC— Rules & Concept

Core ConceptRead this first — the foundation of the topic
NPA CLASSIFICATION — 3 STAGES

Stage 1 — Sub-Standard Asset: NPA for less than or equal to 12 months. Bank sets aside 15% provision on secured loans

Stage 2 — Doubtful Asset

NPA for MORE than 12 months

Split into 3 sub-stages

• Doubtful-1: 12 to 24 months NPA → 25% provision • Doubtful-2: 24 to 36 months NPA → 40% provision • Doubtful-3: More than 36 months NPA → 100% provision Stage 3 — Loss Asset: Loan is uncollectable. Full 100% provision required. May or may not be written off

QUICK FORMULA — NPA TIMELINE

NPA trigger = 90 days of non-payment (non-agri loans) Sub-Standard = NPA up to 12 months Doubtful = NPA beyond 12 months Loss = Declared uncollectable ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━ PART 2 — SARFAESI ACT, 2002 ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━ Full form: Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002. In simple terms: If you do not repay your loan, the bank can TAKE your property and SELL it without filing a court case. This saves time and money for banks

KEY RULES OF SARFAESI

• Bank sends a 60-day notice to the defaulter before taking action. • Applies only when loan amount is above Rs. 1 lakh (originally Rs. 1 lakh; later amended — important: for agriculture land, SARFAESI does NOT apply). • Borrower can approach Debt Recovery Tribunal (DRT) to challenge the bank's action. • Bank can take possession of collateral (security) and auction it. • SARFAESI does NOT apply to unsecured loans (loans with no property as security)

ARC — Asset Reconstruction Company

Buys bad loans from banks at a discount and tries to recover money. 2

SC — Securitisation Company

Converts loans into securities.

ShortcutsUse these to save 30–60 seconds per question
KEY TERMS

• NCLT — National Company Law Tribunal: Handles corporate insolvency cases. • NCLAT — National Company Law Appellate Tribunal: Appeal body above NCLT. • IRP — Interim Resolution Professional: Takes control of the company during the process. • CoC — Committee of Creditors: Group of lenders who decide the company's fate. • Resolution Plan: A plan submitted by a buyer to revive the company

TIME LIMITS UNDER IBC — MOST EXAM-TESTED FACT

• Resolution must be completed in 180 days. • Can be extended by 90 days more (total 270 days max). • After 2019 amendment: Hard deadline of 330 days including court time. • Minimum default amount to file under IBC = Rs. 1 crore (raised from Rs. 1 lakh in March 2020 during COVID)

SHORTCUT FORMULA — IBC TIMELINE

Base period = 180 days Extension = + 90 days Hard cap = 330 days (post-2019 amendment) Who can file under IBC? • Financial Creditor (like a bank) OR • Operational Creditor (like a supplier) OR • The Corporate Debtor itself. ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━

Worked ExampleSolve this step-by-step before moving on
1
Step 1

Count the days of non-payment. From 1 Jan 2023 to 1 March 2023 = 90 days → Becomes NPA on 1 April 2023 (approx).

2
Step 2

How long has it been NPA? From April 2023 to March 2024 = approximately 11-12 months.

3
Step 3

Apply classification rule. • NPA up to 12 months = Sub-Standard. • NPA beyond 12 months = Doubtful. Answer: The loan is at the boundary of Sub-Standard moving to Doubtful-1. It is classified as Sub-Standard Asset (just under 12 months as NPA). ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━ WORKED EXAMPLE 2 — IBC TIMELINE ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━ Q: A company's insolvency process started on 1st June 2023. The basic resolution period ended without a plan. The creditors applied for an extension. By which date must the process be completed?

1
Step 1

Basic period = 180 days from 1 June 2023 = 28 November 2023.

2
Step 2

Extension allowed = +90 days = 27 February 2024.

3
Step 3

As per hard cap = 330 days from start = 27 April 2024. Answer: Maximum deadline = 330 days from 1 June 2023 = approximately 27 April 2024. ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━ COMMON TRAP — #1 MISTAKE STUDENTS MAKE ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━ TRAP: Students confuse SARFAESI notice period (60 days) with IBC timeline (180 days) and DRT appeal window (45 days). In exams, all three numbers appear in the same question as options. REMEMBER: • 60 days = SARFAESI notice to borrower • 45 days = DRT appeal window under SARFAESI • 90 days = NPA trigger (non-payment period) • 180 days = IBC base resolution period • 270 days = IBC with one extension • 330 days = IBC hard cap

Key Points to Remember

  • NPA is triggered when loan repayment is overdue for 90 days (for non-agricultural loans).
  • NPA Classification: Sub-Standard (up to 12 months) → Doubtful (12-36 months) → Loss Asset (uncollectable).
  • Formula: Provision rates — Sub-Standard = 15%, Doubtful-1 = 25%, Doubtful-2 = 40%, Doubtful-3 = 100%, Loss = 100%.
  • SARFAESI Act 2002 allows banks to seize and sell secured property WITHOUT a court order.
  • SARFAESI shortcut: 60-day notice → possession → auction → DRT appeal within 45 days.
  • SARFAESI does NOT apply to agricultural land and unsecured loans — high-frequency trap question.
  • IBC 2016 is handled by NCLT for companies and DRT for individuals and partnership firms.
  • Formula IBC Timeline: 180 days (base) + 90 days (extension) = 270 days; Hard cap = 330 days post-2019 amendment.
  • Minimum default to trigger IBC = Rs. 1 crore (raised from Rs. 1 lakh in March 2020).
  • ARC (Asset Reconstruction Company) buys bad loans from banks at a discount — created under SARFAESI Act.

Exam-Specific Tips

  • SARFAESI Act was enacted in the year 2002.
  • The notice period given to a borrower under SARFAESI before bank takes possession = 60 days.
  • A borrower can appeal to Debt Recovery Tribunal (DRT) within 45 days of receiving SARFAESI notice.
  • IBC 2016: Basic resolution period = 180 days; with extension = 270 days; hard cap after 2019 amendment = 330 days.
  • The minimum default amount to initiate insolvency proceedings under IBC was raised from Rs. 1 lakh to Rs. 1 crore in March 2020.
  • NCLT (National Company Law Tribunal) is the adjudicating authority for corporate insolvency under IBC.
  • Doubtful-3 NPA (NPA beyond 36 months) requires 100% provisioning — same as Loss Asset.
  • SARFAESI Act does NOT apply to loans below Rs. 1 lakh, unsecured loans, and agricultural land.
Practice MCQs

NPA, SARFAESI, IBC — Practice Questions

22graded MCQs · easy to hard · full solution & trap analysis · showing 20 of 22

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Practice 1medium

Which of the following best describes the difference between Gross NPA and Net NPA?

Practice 2medium

Under the SARFAESI Act, 2002, a bank can initiate asset seizure proceedings without obtaining a court order for loan defaults exceeding which amount?

Practice 3medium

A loan account is classified as 'Sub-standard' NPA if the default period falls within which timeframe?

Practice 4medium

Under the Insolvency and Bankruptcy Code (IBC), 2016, what is the maximum statutory timeline for completion of the Corporate Insolvency Resolution Process (CIRP)?

Practice 5medium

Which authority is responsible for adjudicating insolvency petitions and overseeing the Corporate Insolvency Resolution Process under the IBC, 2016?

Practice 6medium

What is the provisioning requirement for a loan classified as 'Doubtful' NPA that has remained in default for 24 months?

Practice 7medium

A loan account is classified as 'Doubtful' under RBI's NPA classification norms when the asset remains non-performing for a period of:

Practice 8medium

Under the Insolvency and Bankruptcy Code (IBC), 2016, what is the maximum timeline for completion of the Corporate Insolvency Resolution Process (CIRP) including any extension?

Practice 9medium

Under Basel III norms applicable in India, what is the minimum Capital Adequacy Ratio (CRAR) that banks must maintain?

Practice 10medium

Under the SARFAESI Act, 2002, a bank can initiate asset seizure proceedings without obtaining a court order for loan defaults. What is the minimum amount of dues that must be outstanding for the bank to invoke SARFAESI provisions?

Practice 11medium

A bank classifies a loan account as NPA (Non-Performing Asset) when principal or interest remains unpaid for a specified period. Under current RBI guidelines, what is the maximum duration an account can remain in the 'Sub-standard' NPA category before being downgraded to 'Doubtful'?

Practice 12hard

A bank's Gross NPA ratio is 3.5% and its Net NPA ratio is 1.8%. Which of the following statements correctly explains the relationship between these two metrics?

Practice 13hard

A bank sells a non-performing asset (NPA) to an Asset Reconstruction Company (ARC) at a discount. The ARC issues Security Receipts (SRs) to the bank. What does the redemption of these Security Receipts represent?

Practice 14hard

Under the SARFAESI Act, 2002, a bank can initiate asset seizure proceedings without obtaining a court order. What is the minimum threshold amount of dues for which this power is exercisable?

Practice 15hard

A bank classifies a loan account as 'Doubtful' under NPA norms. For how long must the account remain in the 'Sub-standard' category before it can be classified as 'Doubtful'?

Practice 16hard

Under the Insolvency and Bankruptcy Code (IBC), 2016, what is the maximum time period within which a Corporate Insolvency Resolution Process (CIRP) must be completed, including all extensions?

Practice 17hard

A bank's Gross NPA ratio is 3.5% and its Net NPA ratio is 1.2%. Which of the following best explains the difference between these two ratios?

Practice 18hard

Under the SARFAESI Act, 2002, a bank can initiate asset seizure proceedings without obtaining a court order for non-performing advances. What is the minimum threshold amount of dues that triggers this provision?

Practice 19hard

A bank classifies an advance as 'Doubtful' under NPA norms. What is the maximum period for which an advance can remain in the 'Doubtful' category before it must be classified as 'Loss'?

Practice 20hard

Under the Insolvency and Bankruptcy Code (IBC), 2016, what is the statutory timeline for completion of the Corporate Insolvency Resolution Process (CIRP) from the date of admission of the application by the NCLT?

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60-Second Revision — NPA, SARFAESI, IBC

  • Remember: NPA = 90 days non-payment for normal loans; agri loans follow crop season rule (2 seasons for short, 1 season for long duration crops).
  • Formula: Sub-Standard (≤12 months NPA, 15% provision) → Doubtful-1 (12-24M, 25%) → Doubtful-2 (24-36M, 40%) → Doubtful-3/Loss (>36M, 100%).
  • SARFAESI shortcut: 60 days notice → possession → auction; borrower appeals to DRT within 45 days.
  • Trap: SARFAESI does NOT apply to agricultural land and unsecured loans — always verify this in options.
  • Formula IBC: 180 + 90 = 270 days (max with extension); hard cap = 330 days including court delays (post-2019 amendment).
  • Remember: IBC minimum threshold = Rs. 1 crore (changed in March 2020 from Rs. 1 lakh); NCLT handles corporate cases.
  • Trap: Do not mix up 60 days (SARFAESI notice), 45 days (DRT appeal), 90 days (NPA trigger), and 180 days (IBC base period) — all are favourite MCQ distractors.
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